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ASIC releases enforcement summary and regulatory timetable

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The latest six-monthly updates on ASIC enforcement and regulatory developments

The ASIC Digest, published by Thomson Reuters, is authorised and endorsed by ASIC, Australia’s corporate, markets and financial services regulator. 

Recently, ASIC has released two important 6-monthly updates:

  1. Summary of enforcement outcomes: 1 January to 30 June 2023: The summary is overview of ASIC’s enforcement actions during this period in relation to financial services, small business, markets and corporate governance. It is available here.
  2. Regulatory developments timetable: The timetable outlines proposed timeframes for ASIC regulatory work, such as the publication of draft or final guidance, or the anticipated making of a legislative instrument. The timetable generally excludes review, surveillance and enforcement activities. It is available here.

More information about the ASIC Digest is available here.

ASIC Digest

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